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What does ASIC regulate?


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What does ASIC regulate?


1. Companies: ASIC regulates the conduct of Australian companies, including their financial reporting and corporate governance obligations.

2. Financial Markets: ASIC monitors and regulates the behaviour of participants in the financial markets, including stock exchanges, futures markets and over-the-counter markets.

3. Financial Services Organisations: ASIC regulates banks, life and general insurers and superannuation funds, including their financial reporting and disclosure obligations.

4. Professionals: ASIC regulates the conduct of professionals who deal in and advise on investments, superannuation, insurance, deposit-taking and credit. This includes ensuring that financial advisers provide appropriate advice and disclosure to their clients.

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