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AFSL Compliance

Automate your AFSL compliance

 

6clicks makes it easy to implement policies, manage compliants, identify risks, issues and incidents, and collect evidence you'll need to get ensure ongoing compliance with your Australian financial services Australian financial services license (AFSL) obligations.

6clicks Awarded Top 100 Innovators
6clicks Awarded RegTech Top 100
David-simpson

"6clicks enables CyberCX customers to more easily overcome the challenges associated with the evolving regulatory landscape. The customisable 6clicks platform allows us to better secure our customers by embedding cyber security best practices across governance, risk and compliance professionals - helping to accelerate the way we execute at scale."

David Simpson
Executive Director of GRC | CyberCX

kurt-hansen

"We are delighted to partner with 6clicks. After extensive research by our GRC team into best of breed compliance management tools, we chose 6clicks not only for our clients, but also for our internal use, helping us manage the rapid growth of cybersecurity compliance and consulting engagements our team is working on."

Kurt Hansen
Chief Executive Officer | Tesserent

What is an AFS license?

An AFS licence is required to conduct a financial services business in Australia and authorises licensees to provide financial product advice to clients; deal in a financial product; make a market for a financial product; operate a registered scheme; provide a custodial or depository service; and provide traditional trustee company services.
 

Here's how 6clicks automates your AFSL, compliance, quickly:

government

Leverage our massive content library to get the necessary artifacts in place quickly

The 6clicks marketplace of content includes standards, laws, regulations, assessment templates, policies, control sets, risk libraries, incident playbooks and risk methodologies to help you get up and running quickly. 
 
content

Use requirements based assessments to establish your control effectiveness

Prepare a control effectiveness report against the requirements of each of the ASIC regulatory ruides (RGs) and track their implementation status.
 
 
attestation

Run attestations to attest to the performance of control responsibiliteis

Control owners will be reminded to attest to the performance of the responsibilities based on the frequency agreed.
 
 
 
registers

Identify and manage information assets to link to risks, issues, and incidents

Know what need to protect and how much you need to protect it by keeping track of your information assets, owners, classifications, related systems and related third-parties in 6clicks.
 
 
insurance

Identify and manage information assets you can then link to risks, issues and incidents

Know what it is you need to protect and how much you need to protect it by keeping track of your information assets, owners, classifications, related systems and related third-parties in 6clicks. 
 
native integrations

Automate your compliants management processes using 6clicks Integrations

Use 6clicks Integrations to automate the complaints management processes for your business in accordance with Regulatory Guide 271 – Internal Dispute Resoluton (IDR).
 
 

Accelerate adoption from months to days
with our unique Hub & Spoke™ architecture

With 6clicks Hub & Spoke™, you can deploy 6clicks quickly and autonomously across your enterprise but with the benefit of each of these teams still being connected to streamline administraiton, access to shared content and for reporting. This unique deployment architecture makes getting setup easy and adoption easy with the benefits of a common system across your enterprise.

  • Deploy autonomous teams in seconds while being connected to a common enterprise hub
  • 'Push down' standards individual business units or entities can use
  • 'Roll up' reporting and analytics from individual teams

Useful Resources

Learn more AFSL licensing and best practises.
Calculating Business Risk vs. Financial Risk

Calculating Business Risk vs. Financial Risk

Pooja Shah

The operation of a business at any level, in any department, involves risk. Therefore, it is crucial that every person in an organisation understands...

A Quick and Easy Digital Solution for ASIC RG 271

A Quick and Easy Digital Solution for ASIC RG 271

Anthony Stevens

It is now mandatory to comply with ASIC Regulatory Guide (RG) 271. Are you ready? You know all about the complexities of managing customer complaints...

5 Top Questionnaires to Assess Vendor Cybersecurity in 2019

5 Top Questionnaires to Assess Vendor Cybersecurity in 2019

Anthony Stevens

The 5 Top Questionnaires to Assess Vendor Cybersecurity in 2019 Third-party risk management, or TPRM, can be a time consuming task for any...

The Innovators: Nick Yonko - Hershfield Consulting LLC

The Innovators: Nick Yonko - Hershfield Consulting LLC

Stephen Walter

In short, Nick Yonko is an Information Security superstar. I could leave it at that, but here's a little more just to rub it in. As an information...

Everything you need to ensure ongoing AFSL compliance.

Accelerate and simplify AFSL compliance through automation with 6clicks in as little as 10 days.